Blog

Constitutionality of Corporate Transparency Act

The Corporate Transparency Act (CTA) is a law passed by Congress in 2021 as part of the National Defense Authorization Act. The CTA aims to combat money laundering, tax evasion,…

New Cybersecurity Disclosure Rules

The topic of cybersecurity disclosure has been on the Securities and Exchange Commission (SEC)’s radar since at least 2018, when it released preliminary cybersecurity disclosure guidance. The SEC took another…

Important SEC Distinction: Furnished vs. Filed

When companies submit information to the Securities and Exchange Commission (SEC), they must be aware of the critical distinction between “furnished” and “filed” information. This differentiation has significant implications for…

Insider Trading Regulations and Interpretations

A Brief Overview Insider trading is the illegal practice of buying or selling a public company’s securities on the basis of material non-public information. It is prohibited under the anti-fraud…

Private Placements

A private placement is a sale of securities to pre-selected investors and institutions rather than on the open market. It is often used as an alternative to an initial public…